| Status | Task | Owner | Due | Effort | Blocked by |
|---|---|---|---|---|---|
| Complete | File Form ADV amendment reflecting acquisition | Naomi Ferrante | 01/21/26 | 3 | — |
| Complete | Transfer IAR registrations via IARD/CRD | Naomi Ferrante | 01/27/26 | 4 | — |
| Complete | Update ADV Part 2B brochure supplements | Naomi Ferrante | 01/30/26 | 2 | — |
| Complete | Submit state notice filings in registered states | Naomi Ferrante | 02/03/26 | 4 | — |
| Complete | Harmonize compliance manual and code of ethics attestations | Naomi Ferrante | 02/06/26 | 5 | — |
| Complete | Confirm books and records custody under Rule 204-2 | Naomi Ferrante | 02/06/26 | 3 | — |