Stand up the regulatory record and give the acquired team supervised access to acquirer systems.
| A | Legal & Regulatorynext: File Form ADV amendment reflecting acquisition | Naomi Ferrante | 09/25/26 | 30% |
Move accounts to the custodian of record and land every source system in the canonical model.
Not stood up yet — begins at close.
Re-paper the book, hold the advisors, and complete the client-facing transition.
| E | Advisor Assimilationnext: Execute advisor employment and retention agreements | Eleanor Praskin | 10/02/26 | 15% |
Turn on private markets distribution and reconcile the book to the deal model.
Not stood up yet — begins at close.
| File Form ADV amendment reflecting acquisitionP1 · Legal & Regulatory · Naomi Ferrante | 08/21/26in 10 d | |
| Execute advisor employment and retention agreementsP3 · Advisor Assimilation · Eleanor Praskin | 08/28/26in 17 d | |
| Transfer IAR registrations via IARD/CRDP1 · Legal & Regulatory · Naomi Ferrante | 09/04/26in 24 d | |
| Update ADV Part 2B brochure supplementsP1 · Legal & Regulatory · Naomi Ferrante | 09/15/26in 35 d | |
| Complete platform and canonical model trainingP3 · Advisor Assimilation · Eleanor Praskin | 09/18/26in 38 d | |
| Harmonize compliance manual and code of ethics attestationsP1 · Legal & Regulatory · Naomi Ferrante | 09/25/26in 45 d | |
| Transition book coverage and rep code assignmentsP3 · Advisor Assimilation · Eleanor Praskin | 09/28/26in 48 d | |
| Complete first supervisory review under acquirer policyP3 · Advisor Assimilation · Eleanor Praskin | 10/02/26in 52 d |
| CRM | Wealthbox | Live pipe |
| Portfolio Accounting | Orion | Live pipe |
| Planning | eMoney | Live pipe |
| Custodian | Schwab | Live pipe |
| High-severity risk flags | 0 open | 0 |
| Medium-severity risk flags | 0 open | 0 |
| Blocked deliverables | 0 blocked | 0 |
| Overdue deliverables | 0 past due | 0 |
| Uncovered source systems | 0 of 4 without a live pipe | 0 |
| Schedule slip | Not yet integrating | 0 |
Phases group the eight standard workstreams: P1 A+F · P2 B+C · P3 D+E · P4 G+H. Deliverable counts and dates come from the same task records shown on the workspace timeline. 8 deliverables tracked.